Frank Emery
Frank Emery is a registered investment advisor at Cetera Investment Advisers LLC, based in Spotsylvania, VA, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Spotsylvania, VA
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2024Other Business ActivitiesSells Insurance
Frank is an independent insurance agent selling fixed insurance products since 2016, dedicating full-time hours to this activity. He is also the owner of Emery Wealth Management LLC, a DBA for selling fixed and securities products, also full-time. Additionally, Frank is a representative for Education Funding Foundation, spending a few hours per week to help high school students apply for college grants.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Emery Financial Services INC.
Locust Street Securities, INC.Broker
Fortis Investors, INC.Broker
Mount Vernon Equity Sales, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.