Steven Rosauer
Steven Rosauer is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Washburn, IA, with 36 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Washburn, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an independent insurance agent selling fixed insurance products since 2013, dedicating about three-quarters of his time to insurance and investment sales through Rosauer Financial. He also serves as a Cedar Township Trustee and a member of the Blackhawk County Board of Adjustment, spending minimal time on these roles, and is a notary public.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Ing Financial Partners, INC
Voya Financial Advisors, INC.Broker
Sammons Securities Company, LLCBroker
H. Beck, INC.Broker
Reed Securities Company, INC.Broker
T.L. Reed Securities, INC.Broker
Source Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.