JF
JF

John Franklin

40 Years of Experience
Shell Knob, MO
2 DisclosuresBroker

John Franklin is a registered investment advisor at Independent Financial Group, LLC, based in Shell Knob, MO, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Shell Knob, MO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Denied
Criminal
January 1983
Final Disposition
Employment History
Current Registrations
Independent Financial Group, LLC
September 2026 - Present · 1 mo
Independent Financial Group, LLCBroker
September 2026 - Present · 1 mo
Independent Financial Group, LLC
September 2026 - Present · 1 mo
Previous Registrations
Principal Securities, INC.
July 2025 - September 2026 · 1 yr 2 mos
Principal Securities, INC.Broker
July 2025 - September 2026 · 1 yr 2 mos
Northwestern Mutual Investment Services, LLCBroker
January 2025 - May 2025 · 4 mos
Independent Financial Group, LLCBroker
November 2019 - January 2025 · 5 yrs 2 mos
Independent Financial Group, LLC
November 2019 - January 2025 · 5 yrs 2 mos
LPL Financial LLC
February 2012 - December 2019 · 7 yrs 10 mos
V Wealth Management, LLC
December 2010 - January 2012 · 1 yr 1 mo
LPL Financial LLCBroker
November 2010 - December 2019 · 9 yrs 1 mo
Nrp Advisors, INC.
November 2007 - December 2010 · 3 yrs 1 mo
Nrp Financial, INC.Broker
November 2007 - November 2010 · 3 yrs
Rpcg, INC.
September 2005 - December 2007 · 2 yrs 3 mos
Linsco/private Ledger CORP.
November 2002 - December 2007 · 5 yrs 1 mo
Linsco/private Ledger CORP.Broker
November 2002 - December 2007 · 5 yrs 1 mo
Prudential Securities Incorporated
September 1995 - October 2002 · 7 yrs 1 mo
Prudential Securities IncorporatedBroker
September 1995 - October 2002 · 7 yrs 1 mo
Smith Barney INC.Broker
May 1990 - September 1995 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
December 1985 - June 1990 · 4 yrs 6 mos
State Registrations11 states
CACOFLIAILKSMOORTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Franklin - Financial Advisor | TrueAdvisor