Sherwin Coleman
Sherwin Coleman is a registered investment advisor at Cetera Investment Advisers LLC, based in San Leandro, CA, with 38 years of industry experience. Sherwin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
433 Callan Ave Ste 205, San Leandro, CA, 94577
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sherwin is an independent insurance agent selling fixed insurance products since 1998, dedicating nearly full-time hours to this. He also operates under the DBA Coleman Financial Services as a registered representative for securities and insurance sales, spending about a third of his time on this activity. Additionally, Sherwin owns rental property, but has no duties related to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
Aragon Financial Services, INC.Broker
Securities America, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.