Brian Clark
Brian Clark is a registered investment advisor at LPL Financial LLC, based in Little Silver, NJ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
44 Church Street, Little Silver, NJ, 07739
Get directionsHistory
Regulatory History (6)
Customer Dispute
May 2022Customer Dispute
July 2016Employment Separation After Allegations
February 2006Customer Dispute
September 2004Customer Dispute
May 1992Customer Dispute
August 1989Other Business Activities
Brian is a financial advisor at Petersen Advisors since 2019. He also acts as a trustee for the William Brown Trust, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Petersen Investments, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Dean Witter Reynolds INC.Broker
Nathan & Lewis Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.