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Scott Engell

40 Years of Experience
Johns Island, SC
BrokerSells Insurance

Scott Engell is a registered investment advisor at Cetera Investment Advisers LLC, based in Johns Island, SC, with 40 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Johns Island, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott owns Engell Insurance Brokerage Inc. and is an independent insurance agent, selling fixed insurance products, dedicating nearly full-time hours to these activities. Scott also owns Alpha Omega Insurance Academy, teaching insurance licensing classes, which takes minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
June 2004 - June 2021 · 17 yrs
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
November 1999 - January 2004 · 4 yrs 2 mos
Fortis Investors, INC.Broker
December 1991 - October 1999 · 7 yrs 10 mos
Canada Life of America Financial Services, INC.Broker
July 1990 - April 1995 · 4 yrs 9 mos
Mutual Service CorporationBroker
March 1989 - December 1991 · 2 yrs 9 mos
Lowry Financial Services CorporationBroker
July 1988 - March 1989 · 8 mos
American General Securities IncorporatedBroker
February 1986 - July 1988 · 2 yrs 5 mos
State Registrations29 states
ALAZCACOFLGAIAIDILINKYMAMDMIMOMTNCNJNYOHOKPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Engell - Financial Advisor | TrueAdvisor