Vincent Hyman is a registered investment advisor, based in Louisville, KY, with 40 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2305 River Road, Louisville, KY, 40206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Vincent owns Professional Planning Group Advisors, Inc. and Time Management Systems Inc, which will be a 50% member of GPS Management LLC, where he spends minimal time reviewing financial statements. Vincent is also an independent agent selling life insurance and annuities, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
American Capital Management, INC.
Previous Registrations
American Equity Investment CorporationBroker
Ogilvie Security Advisors CORP
Ogilvie Security Advisors CorporationBroker
1717 Capital Management CompanyBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
Alexander Investment Services CO.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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