MS
MS

Mitchell Sivertson

40 Years of Experience
Cannon Beach, OR
1 DisclosureBroker

Mitchell Sivertson is a registered investment advisor at Wells Fargo Advisors, based in Cannon Beach, OR, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Cannon Beach, OR

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1990
Settled
Other Business Activities

Mitchell has several business activities, including ownership in Arizona Mining Equipment, Hay There LLC (investment property), Arizona Farm Products, Yuma Oncology Center, and Yuma Mobile LLC. Mitchell also operates a financial advisory practice as a sole proprietorship, dedicating minimal time to each activity.

Employment History
Current Registrations
Wells Fargo Advisors
November 2024 - Present · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Wells Fargo Advisors
April 2014 - November 2024 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
April 2014 - November 2024 · 10 yrs 7 mos
UBS Financial Services INC.
April 2007 - May 2014 · 7 yrs 1 mo
UBS Financial Services INC.Broker
July 2005 - May 2014 · 8 yrs 10 mos
Citigroup Global Markets INC.Broker
December 1998 - August 2005 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1985 - December 1998 · 13 yrs
State Registrations23 states
AKAZCACTFLIDILINKSMAMIMNMTNCOHORPATXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.