TrueAdvisor
TrueAdvisor
DT
DT

Dieter Thurow

Emerson Equity LLC
40 Years of Experience
Irvine, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Dieter Thurow is a registered investment advisor at Emerson Equity LLC, based in Irvine, CA, with 40 years of industry experience. Dieter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.

Emerson Equity LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
620 clients
Average Client Portfolio
$519K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9940 Research Drive Suite 200, Irvine, CA, 92618

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2016
Settled
Customer Dispute
March 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dieter owns Thurow Wealth Management, a marketing vehicle for his investment-related business, and is a licensed real estate broker. He is also a licensed insurance agent for fixed insurance products, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Emerson Equity LLC
August 2021 - Present · 5 yrs 2 mos
Emerson Equity LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Npb Financial Group, LLCBroker
March 2017 - August 2021 · 4 yrs 5 mos
Npb Financial Group, LLC
March 2017 - August 2021 · 4 yrs 5 mos
The Planners Network, INC.
January 2007 - March 2017 · 10 yrs 2 mos
National Planning CorporationBroker
November 2006 - March 2017 · 10 yrs 4 mos
Associated Securities CORP.Broker
July 1994 - November 2006 · 12 yrs 4 mos
Royal Alliance Associates, INC.Broker
November 1989 - July 1994 · 4 yrs 8 mos
Integrated Resources Equity CorporationBroker
March 1989 - November 1989 · 8 mos
U.S. Advisors, INC.Broker
January 1987 - October 1988 · 1 yr 9 mos
Financial Planners Equity CorporationBroker
January 1986 - December 1987 · 1 yr 11 mos
State Registrations4 states
CANJNVNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Irvine, CA →All financial advisors in California →