Germaine Ma
Germaine Ma is a registered investment advisor at Emerson Equity LLC, based in Irvine, CA, with 11 years of industry experience. Germaine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
9940 Research Drive Suite 200, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2017Other Business ActivitiesSells Insurance
Germaine is an insurance agent since 2017, dedicating about a quarter of their time to this activity. Germaine is also a writing agent for fixed life insurance with American National Insurance Company and Fidelity & Guarantee Life Insurance Company, dedicating a few hours per week to each since 2020.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Equity Services, INC.Broker
J.P. Morgan Securities LLCBroker
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.