PM
PM

Pamela Miller

33 Years of Experience
Sarasota, FL
Broker

Pamela Miller is a registered investment advisor at Raymond James & Associates, INC., based in Sarasota, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Sarasota, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Pamela is a notary public in Sarasota, FL, since 2012. This activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
April 2009 - May 2018 · 9 yrs 1 mo
UBS Financial Services INC.Broker
March 2009 - May 2018 · 9 yrs 2 mos
Citigroup Global Markets INC.
November 1996 - April 2009 · 12 yrs 5 mos
Citigroup Global Markets INC.Broker
November 1996 - April 2009 · 12 yrs 5 mos
Prudential Securities IncorporatedBroker
April 1993 - October 1996 · 3 yrs 6 mos
Painewebber IncorporatedBroker
January 1993 - April 1993 · 3 mos
State Registrations3 states
FLKSOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.