DR
CFP
DR
CFP

Diane Raben

39 Years of Experience
Santa Monica, CA
Broker

Diane Raben is a CFP-designated registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Diane is involved in art/culture, publishing, and technology ventures in Oldsmar, Florida, since January 2020. She dedicates minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1998 - April 2007 · 8 yrs 9 mos
Morgan Stanley Dw INC.Broker
May 1986 - April 2007 · 20 yrs 11 mos
State Registrations29 states
AZCACOCTDCDEFLHIIDILINMAMDMIMTNCNHNJNVNYORPASCTNTXUTVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.