MK
MK
Marc Kessler is a registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008Settled
Other Business Activities
Marc co-owns a rental property in Malibu, CA, renting it out for events and shoots. He also rents out a classic car owned by his family for special events and film shoots; both activities require minimal time.
Employment History
Current Registrations
Morgan Stanley
March 2015 - Present · 11 yrs 2 mos
Morgan Stanley
March 2015 - Present · 11 yrs 2 mos
Morgan StanleyBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
July 2005 - April 2015 · 9 yrs 9 mos
UBS Financial Services INC.Broker
July 2005 - April 2015 · 9 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - July 2005 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - July 2005 · 4 yrs 6 mos
State Registrations7 states
CAFLHIMNNVNYOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.