TM
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Thomas Mirra
34 Years of Experience
Saratoga Springs, NY
1 Disclosure
Thomas Mirra is a registered investment advisor at Mai Capital Management, LLC, based in Saratoga Springs, NY, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
295 advisors
Number of Clients
12,787 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$29.6B
Fee Structure
Minimum Investment:$500K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Saratoga Springs, NY
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Regulatory History (1)
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Judgment / Lien
December 2021Employment History
Current Registrations
Mai Capital Management, LLC
July 2024 - Present · 2 yrs
Previous Registrations
Global Retirement Partners LLC
January 2020 - July 2024 · 4 yrs 6 mos
LPL Financial LLCBroker
September 2018 - August 2024 · 5 yrs 11 mos
R. F. Lafferty & CO., INC.Broker
October 2015 - September 2018 · 2 yrs 11 mos
Fulcrum Securities, LLCBroker
August 2013 - March 2016 · 2 yrs 7 mos
Investors Capital CORP.Broker
January 2010 - September 2011 · 1 yr 8 mos
Lincoln Financial Distributors, INC.Broker
January 2008 - May 2009 · 1 yr 4 mos
Source Capital Group, INC.Broker
August 2005 - January 2008 · 2 yrs 5 mos
1717 Capital Management CompanyBroker
May 2002 - August 2005 · 3 yrs 3 mos
Princor Financial Services CorporationBroker
January 2001 - February 2002 · 1 yr 1 mo
Manequity, INC.Broker
January 2000 - December 2000 · 11 mos
Mutual of America Securities CorporationBroker
November 1996 - June 1998 · 1 yr 7 mos
Mutual of America Life Insurance CompanyBroker
January 1996 - June 1998 · 2 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
May 1988 - December 1995 · 7 yrs 7 mos
Metlife Securities INC.Broker
May 1988 - December 1995 · 7 yrs 7 mos
Mutual of America Life Insurance CompanyBroker
November 1985 - August 1986 · 9 mos
State Registrations7 states
ALCACTNJNYPATX
Advisor
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Exams
No exam information available for this advisor.