Eric Diton
Eric Diton is a registered investment advisor at The Wealth Alliance, LLC, based in Boca Raton, FL, with 40 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,186 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WA provides investment management services where fees range from 0.25% to 1.75% of the value of your portfolio each year. The exact fee depends on the services offered, complexity, the amount you invest, and your overall relationship with WA. Fees are paid in advance each quarter.
Location
6501 Congress Avenue, Suite 100, Boca Raton, FL, 33487
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric is the President/Managing Director/Financial Advisor for The Wealth Alliance, LLC, dedicating nearly full-time hours to overseeing operations and client management. He also works as an insurance agent for multiple agencies, including Ash Brokerage, PKS Financial, Southwest Annuities, Guardian Life, and Fixed Insurance, spending minimal time on these activities, and is involved with a charitable foundation.
Employment History
Current Registrations
The Wealth Alliance, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Lehman Brothers INC.Broker
First Albany CorporationBroker
Equitable Securities of New York,inc.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.