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Scott Baldwin

34 Years of Experience
Northville, MI
Broker

Scott Baldwin is a registered investment advisor at LPL Financial LLC, based in Northville, MI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

120 West Main Street Ste 203, Northville, MI, 48167

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott operates under multiple DBAs for his LPL business, Landon Capital Management Inc and Baldwin Capital Management, Inc. He is also involved with Baldwin Capital Tax Services, LLC, providing tax preparation and accounting services, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 6 yrs 1 mo
LPL Financial LLCBroker
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Voya Financial Advisors, INC.
May 2010 - July 2020 · 10 yrs 2 mos
Voya Financial Advisors, INC.Broker
January 2004 - July 2020 · 16 yrs 6 mos
Locust Street Securities, INC.Broker
January 2002 - January 2004 · 2 yrs
Bma Financial Services, INC.Broker
March 1994 - January 2002 · 7 yrs 10 mos
Equico Securities, INC.Broker
January 1992 - March 1994 · 2 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1992 - March 1994 · 2 yrs 2 mos
American Express Financial Advisors INC.Broker
November 1991 - January 1992 · 2 mos
Ids Life Insurance CompanyBroker
November 1991 - January 1992 · 2 mos
State Registrations26 states
AZCACOFLGAIDILINKSKYMEMIMNNCNJNYOHOKPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.