MJ
MJ

Marc Johnson

40 Years of Experience
Rochester, NY
1 DisclosureBroker

Marc Johnson is a registered investment advisor at Wells Fargo Advisors, based in Rochester, NY, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1640 Penfield Rd, Ste 100, Rochester, NY, 14625

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Other Business Activities

Marc has several business activities, including ownership in All Thing Cocktail LLC, Sun Squared Properties LLC, Marc Johnson Inc, Cornerstone Wealth Management, commercial rental property, Dendera Natural Health LLC, and rental property in Naples, FL. These activities involve e-commerce, real estate, and silent investment, taking up about 10-20% of his time overall.

Employment History
Current Registrations
Wells Fargo Advisors
May 2019 - Present · 7 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2009 - May 2019 · 10 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - May 2019 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
December 1985 - April 1988 · 2 yrs 4 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marc Johnson - Financial Advisor | TrueAdvisor