Barry Sullivan
Barry Sullivan is a registered investment advisor at Wells Fargo Advisors, based in Olean, NY, with 45 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2626 West State St Suite 200, [Satellite], Olean, NY, 14760
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2007Customer Dispute
February 2003Customer Dispute
January 2003Customer Dispute
December 1997Customer Dispute
August 1994Customer Dispute
October 1993Other Business Activities
Barry owns 100% of Sullivan & Associates Wealth Management, LLC since 2014 and spends minimal time on it. He is also a trustee for the Sullivan & Associates Wealth Management, LLC 401k, dedicating minimal time to this role as well.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.