Ronald Pompei
Ronald Pompei is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tarrytown, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
150 White Plains Rd Ste 205, Tarrytown, NY, 10591
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Regulatory History (1)
Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Ronald receives non-variable insurance commission trails and works as a tax preparer, dedicating minimal time and a few hours per week, respectively. He also supports his son's career as a musician, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Titan/value Equities Group, INC.Broker
Jonathan Alan & CO., INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.