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Christopher Jordan

LPL Financial LLC
35 Years of Experience
Tarrytown, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Jordan is a registered investment advisor at LPL Financial LLC, based in Tarrytown, NY, with 35 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

120 White Plains Rd Ste 112, Tarrytown, NY, 10591

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Settled
Customer Dispute
April 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher operates Lexco Wealth Management as a DBA for his LPL business and is also a Registered Investment Advisor through LEXCO Wealth Management, Inc. He is an insurance agent for both Christopher Jordan and Advisers Insurance Brokers, selling life, health, disability, and long-term care insurance, dedicating about 10-20% of his time to these activities, and owns rental real estate, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Lexco Wealth Management, INC.
April 2023 - December 2025 · 2 yrs 8 mos
Lexco Wealth Management, INC.
January 2022 - December 2022 · 11 mos
Lexco Wealth Management, INC.
March 2006 - December 2021 · 15 yrs 9 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2004 - December 2017 · 13 yrs 11 mos
National Planning CorporationBroker
February 2000 - November 2017 · 17 yrs 9 mos
Royal Alliance Associates, INC.Broker
November 1995 - February 2000 · 4 yrs 3 mos
Nathan & Lewis Securities, INC.Broker
April 1992 - November 1995 · 3 yrs 7 mos
Cigna Securities, INC.Broker
May 1991 - April 1992 · 11 mos
State Registrations37 states
AZCACOCTDCDEFLGAILINKSMAMDMEMIMONCNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Christopher Jordan - Financial Advisor | TrueAdvisor