Dennis Mcmillin
Dennis Mcmillin is a registered investment advisor at Osaic Advisory Services, LLC, based in Rochester, MN, with 39 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
3159 Superior Dr NW, Suite 200, Rochester, MN, 55901
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2010Other Business ActivitiesSells Insurance
Dennis is an independent insurance agent through MCM Investor Services LLC, though he has been largely inactive in recent years, focusing on life, fixed annuities, and long-term care. He is also a managing partner in McMillin Properties LLP, handling farm management, and performs as a trombonist in a jazz band.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
Multi-Financial Securities CorporationBroker
Financial Network Investment CorporationBroker
Edward D. Jones & CO., L.P.Broker
Offerman & CO., INC.Broker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.