MS
MS
Mark Seski
25 Years of Experience
Isle of Palms, SC
4 Disclosures
Mark Seski is a registered investment advisor at Harvest Portfolio Management, LLC, based in Isle of Palms, SC, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 77 clients with $98M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$98.0M
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Isle of Palms, SC
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2022Regulatory
November 2021Final
Investigation
November 2021Financial
June 2016Final
Employment History
Current Registrations
Harvest Portfolio Management, LLC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Harvest Portfolio Management, LLC
April 2019 - December 2019 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - June 2014 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - June 2014 · 9 yrs
Comercia Securities
March 2005 - March 2005 · 0 mos
Comerica SecuritiesBroker
January 2005 - March 2005 · 2 mos
First Union Brokerage Services, INC.Broker
May 1993 - November 1995 · 2 yrs 6 mos
Fundtrust Investment Company Services, INC.Broker
October 1990 - March 1992 · 1 yr 5 mos
Great Western Financial Securities CorporationBroker
September 1990 - May 1993 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - September 1990 · 11 mos
Kidder, Peabody & CO. IncorporatedBroker
January 1986 - November 1989 · 3 yrs 10 mos
State Registrations3 states
FLMISC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.