Perry Smith is a registered investment advisor at LPL Financial LLC, based in Tulsa, OK, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7335 S. Lewis Ave., Suite 306, Tulsa, OK, 74136-6845
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 1998Customer Dispute
June 1997Other Business Activities
Perry is a registered representative with Smith Financial Group, Inc. and operates under the DBA Fidler Wealth Management for his LPL business, dedicating full-time hours to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bosc, INC.Broker
Linsco/private Ledger CORP.Broker
O. R. Securities, INC.Broker
Ids Marketing CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.