Brian Mitchell is a registered investment advisor at LPL Financial LLC, based in Tulsa, OK, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tulsa, OK
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Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Brian is a business owner of Briford Enterprises since 2017, with a 1% ownership stake. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wunderlich Securities, INC.
Wunderlich Securities, INC.Broker
Sanders Morris Harris INC.Broker
Sanders Morris Harris INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Kober Financial CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.