Norman Speight
Norman Speight is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dublin, OH, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
6636 Longshore Street, Suite 280, Dublin, OH, 43017
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2001Other Business Activities
Norman is a general partner at Chalk Horse Farm LLC, a horse stall rental and timber farm, since 2014. He dedicates about half of his time to management activities at the farm.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Kemper Securities Group, INC.Broker
Prescott, Ball & Turben, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.