James Manos
James Manos is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Fort Pierce, FL, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Fort Pierce, FL
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2016Other Business Activities
James owns several rental properties and storage facilities through various LLCs, including Manos Properties, Cromdale Holding, Buckeye Lake LLC, MR Holdings of Dublin, Charing Road, LLC, and Bucyrus Storage Complex LLC. He spends minimal time collecting rent and maintaining these properties.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Tempo Securities CorporationBroker
Diversified Capital Markets, INC.Broker
Omni Capital Markets, IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.