James Eller
James Eller is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8000 Ih-10 West Suite 1500, San Antonio, TX, 78229
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2012Customer Dispute
August 2012Customer Dispute
May 2009Customer Dispute
January 2003Other Business Activities
James operates under the DBA Gladstone Wealth Partners for his LPL business since January 2022, dedicating full-time hours to it. He also provides real estate services through Riggs Realty, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
A. G. Edwards & Sons, INC.Broker
Painewebber IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.