HF
HF

Hany Farag

30 Years of Experience
New York, NY
Broker

Hany Farag is a registered investment advisor at Janney Montgomery Scott LLC, based in New York, NY, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1166 Avenue of the Americas, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hany is a co-op board member in New York, reviewing building issues. This non-investment related activity requires minimal time and is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLC
November 2018 - Present · 7 yrs 6 mos
Janney Montgomery Scott LLCBroker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
August 2008 - November 2018 · 10 yrs 3 mos
UBS Financial Services INC.Broker
October 2002 - November 2018 · 16 yrs 1 mo
Deutsche Bank Securities INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
December 1996 - September 1997 · 9 mos
Glickenhaus & CO.Broker
April 1995 - July 1996 · 1 yr 3 mos
State Registrations23 states
AZCACOCTDCDEFLGAILMAMDMIMONCNHNJNYOHPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hany Farag - Financial Advisor | TrueAdvisor