John Pocceschi
John Pocceschi is a registered investment advisor at Stifel Capital Management, LLC, based in Princeton Junction, NJ, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 77 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Capital Management (SCM) charges an annual fee for investment services based on a percentage of the value of your portfolio. These fees generally range from 0.05% to 0.30% annually. The fee is negotiable on a case-by-case basis. Fees are billed quarterly in advance based on the portfolio's value on the last market day of the previous quarter. If you end the agreement early, any prepaid fees will be refunded proportionally.
Location
196 Princeton Hightstown Rd, Suite 2A-1, Princeton Junction, NJ, 08550
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stifel Capital Management, LLC
Previous Registrations
Spring Mountain Capital, LP
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
Amerivest Investment Management, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Corestates Securities CORPBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.