Dwight Spence
Dwight Spence is a CFP-designated registered investment advisor at Oneamerica Securities, INC., based in Scottsdale, AZ, with 39 years of industry experience. Dwight is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.
Fee Estimator
Location
9375 E Shea Blvd, Suite 114, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwight is involved in non-variable insurance sales, including fixed life and fixed annuities, and health insurance. He also owns Spence Cassidy & Associates, LLC (an insurance agency), 4550 N. Mule Crossing, LLC (rental property), and Spence Financial, Inc. (insurance sales).
Employment History
Current Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Previous Registrations
MML Investors Services, INC.
MML Investors Services, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Pml Securities CompanyBroker
Equity Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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