RA
RA
Ronald Akers
40 Years of Experience
Brentwood, TN
2 DisclosuresBroker
Ronald Akers is a registered investment advisor at LPL Financial LLC, based in Brentwood, TN, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Loading...
Location
Brentwood, TN
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001Closed-No Action
Regulatory
August 1998Final
Employment History
Current Registrations
LPL Financial LLC
April 2013 - Present · 13 yrs 3 mos
LPL Financial LLCBroker
April 2013 - Present · 13 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - May 2013 · 4 yrs 4 mos
Raymond James Financial Services
May 2004 - January 2009 · 4 yrs 8 mos
Raymond James Financial Services, INC.Broker
March 2004 - May 2013 · 9 yrs 2 mos
UBS Financial Services INC.
January 2004 - March 2004 · 2 mos
UBS Financial Services INC.Broker
August 2000 - March 2004 · 3 yrs 7 mos
J.C. Bradford & CO.Broker
August 1988 - August 2000 · 12 yrs
First Funds, INC.Broker
June 1987 - August 1988 · 1 yr 2 mos
Pentron Securities CORP.Broker
January 1986 - June 1987 · 1 yr 5 mos
State Registrations15 states
ALCAFLGAKYLAMAMOMSNVSCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.