James Doster
James Doster is a registered investment advisor at Fifth Third Securities, INC., based in Lexington, KY, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.
Fee Estimator
Location
3061 Harrodsburg Road, Lexington, KY, 40513
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2013Other Business Activities
James is a partner in Cincy Development LLC, buying distressed real estate foreclosures and short sales. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Transamerica Financial Resources, INC.Broker
Linsco/private Ledger CORP.Broker
Essex National Securities, INC.Broker
Banc One Securities CorporationBroker
Invest Financial CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.