KC
KC
Kathy Chelini
40 Years of Experience
Orinda, CA
1 DisclosureBroker
Kathy Chelini is a registered investment advisor at Wells Fargo Advisors, based in Orinda, CA, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
25 Orinda Way, Suite 308, Orinda, CA, 94563
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2008Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Advisors
May 2003 - April 2024 · 20 yrs 11 mos
RBC Dain Rauscher INC.Broker
March 2002 - March 2002 · 0 mos
Wells Fargo Clearing Services, LLCBroker
February 2002 - April 2024 · 22 yrs 2 mos
Sutro & CO. IncorporatedBroker
June 1994 - March 2002 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1985 - June 1994 · 8 yrs 6 mos
State Registrations27 states
ALAZCACOCTFLGAIDILINKYMAMIMNMONCNMNVNYOHORRITNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.