Rhonda Mills is a registered investment advisor at LPL Financial LLC, based in El Cajon, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
312 W Main Street, El Cajon, CA, 92020
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rhonda operates under the DBA SDCCU Investment Services for her LPL business since 2016. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wfp SecuritiesBroker
Western Financial Advisors
Contango Capital Advisors, INC.
Zions Direct, INC.Broker
Zions Direct, INC.
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
U.S. Bancorp Investments, INC.Broker
Wm Financial Services, INC.Broker
Fsc Securities CorporationBroker
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
First Interstate Investments,inc.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
American Heritage Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.