William Girone
William Girone is a registered investment advisor at Osaic Wealth, INC., based in Birmingham, AL, with 32 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3535 Grandview Parkway, Suite 500, Birmingham, AL, 35243
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an investment advisor representative and also involved in insurance sales through Highland Capital Brokerage, dedicating full-time hours to the latter. He also serves on the Bellmore Hall HOA Board of Directors, consults/coaches, and is a board member for Answer Scholarship, spending minimal time on each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
NFP Advisor Services, LLCBroker
NFP Advisor Services, LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Equity Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Securian Financial Services, INC.Broker
Worthmark Financial Services, LLCBroker
Hartford Equity Sales Company INC.Broker
Ascend Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.