DB
DB

Davis Brown

39 Years of Experience
Birmingham, AL
Broker

Davis Brown is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Birmingham, AL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Birmingham, AL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Davis is the owner of Brown & Associates LLC, a support company for commissions and expenses, and also owns rental real estate through Brown Properties and Central Avenue Association. These activities require minimal time commitment.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2009 - Present · 17 yrs 2 mos
Raymond James Financial Services, INC.
October 2008 - Present · 17 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2008 - Present · 17 yrs 7 mos
Previous Registrations
Sterne Agee Financial Services, INC.Broker
December 2003 - October 2008 · 4 yrs 10 mos
UBS Financial Services INC.
February 1994 - January 2004 · 9 yrs 11 mos
UBS Financial Services INC.Broker
December 1992 - January 2004 · 11 yrs 1 mo
Central Brokerage Services, INC.Broker
April 1986 - January 1993 · 6 yrs 9 mos
State Registrations9 states
ALFLGALAMSNMPATNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Davis Brown - Financial Advisor | TrueAdvisor