William Phillips
William Phillips is a registered investment advisor at LPL Financial LLC, based in Brentwood, TN, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5050 Thoroughbred Ln., Ste. B, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (4)
Regulatory
June 2010Regulatory
July 2009Customer Dispute
January 2003Customer Dispute
December 2001Other Business Activities
William is an uncompensated board member and chairman of the board for The Signatry's TN Advisory, a Christian foundation, dedicating minimal time. He is also an advisor to TripScout Inc, a travel business, and a board member for JCF HV Rescue Co, a real estate company, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
&partners
&partnersBroker
Morgan Stanley
Morgan Stanley
Morgan Stanley Dw INC.Broker
Painewebber IncorporatedBroker
Shearson Lehman Hutton INC.Broker
J.C. Bradford & CO.Broker
Morgan Keegan & Company, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.