PA
PA

Peter Arnold

38 Years of Experience
Fresno, CA
1 DisclosureBroker

Peter Arnold is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

465 E. Fir Ave Suite 105, Fresno, CA, 93720-2975

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History

Regulatory History (1)
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Customer Dispute
May 2008
Withdrawn
Employment History
Current Registrations
LPL Financial LLC
December 2017 - Present · 8 yrs 5 mos
LPL Financial LLCBroker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1996 - December 2017 · 21 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1990 - December 2017 · 27 yrs 8 mos
Franklin Distributors, INC.Broker
January 1987 - February 1990 · 3 yrs 1 mo
State Registrations6 states
CAHIIDMTNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.