Jon Fox is a registered investment advisor at LPL Financial LLC, based in Winston-Salem, NC, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3200 Truliant Way, Winston-Salem, NC, 27103
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Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
Jon is a Trust Liaison Officer for Members Trust Company since 2004, spending minimal time on trust services and asset management. He also serves as a Financial Advisor for Truliant Federal Credit Union and Treasurer for NC Swimming, dedicating minimal time to each role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Centura Securities INC.
RBC Centura Securities, INC.Broker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Marion Bass Securities CorporationBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.