Lara Sterns is a registered investment advisor, based in San Antonio, TX, with 38 years of industry experience.
Location
18756 Stone Oak Parkway, Suite 200, San Antonio, TX, 78258
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Snowden Account Services LLCBroker
August 2018 - Present · 7 yrs 9 mos
Snowden Capital Advisors LLC
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2005 - August 2018 · 13 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2005 - August 2018 · 13 yrs 4 mos
Citigroup Global Markets INC.Broker
August 2000 - March 2005 · 4 yrs 7 mos
Citigroup Global Markets INC.
August 2000 - March 2005 · 4 yrs 7 mos
Morgan Keegan & Company, INC.Broker
April 1995 - July 2000 · 5 yrs 3 mos
Painewebber IncorporatedBroker
April 1994 - May 1995 · 1 yr 1 mo
Smith Barney Shearson INC.Broker
July 1987 - February 1994 · 6 yrs 7 mos
State Registrations12 states
AZFLHIIDINMANCOHRISCTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.