Casey Winningham is a CFP-designated registered investment advisor, based in San Jose, CA, with 40 years of industry experience. Casey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1737 N 1st St, Ste 460, San Jose, CA, 95112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Casey rents out their prior principal residence, which is the same as their registered location. Casey also owns Winningham Wealth Management LLC, a DBA for Cetera business and tax reporting purposes.
Employment History
Current Registrations
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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