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BK
CFP
BK
CFP

Brian King

Diversify Advisory Services, LLC
27 Years of Experience
San Jose, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Brian King is a CFP-designated registered investment advisor at Diversify Advisory Services, LLC, based in San Jose, CA, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 5,322 clients with $4.6B in assets under management.

Diversify Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
5,322 clients
Average Client Portfolio
$874K average
Assets Under Management
$4.6B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $3.0M0.85%
$3.0M - $4.0M0.70%
$4.0M - $5.0M0.70%
$5M+0.50%

Advisory fees are negotiable and maximum annual rates are capped at 2.00% across most platforms. Certain platforms include additional strategy fees ranging from 0.15% to 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1764 the Alameda, San Jose, CA, 95126

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian provides financial planning advice as a Certified Financial Planner through Global Wealth Partners Inc and owns several property-related LLCs. He also works as an insurance agent, selling fixed and term insurance and fixed annuity products, and is the CEO/President of Camden Corporation Inc, a personal corporation for payroll and retirement plan administration.

Employment History
Current Registrations
Diversify Advisory Services, LLC
December 2023 - Present · 2 yrs 10 mos
Dfpg Investments, LLC
December 2015 - Present · 10 yrs 10 mos
Dfpg Investments, LLCBroker
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Dfpg Investments, LLC
December 2015 - February 2024 · 8 yrs 2 mos
First Allied Advisory Services, INC.
July 2012 - December 2015 · 3 yrs 5 mos
First Allied Securities, INC.Broker
February 2010 - December 2015 · 5 yrs 10 mos
First Allied Securities, INC.
February 2010 - July 2012 · 2 yrs 5 mos
Metlife Securities INC.
March 2002 - February 2010 · 7 yrs 11 mos
Metlife Securities INC.Broker
February 2002 - February 2010 · 8 yrs
Metropolitan Life Insurance CompanyBroker
February 2002 - July 2007 · 5 yrs 5 mos
Prudential Securities IncorporatedBroker
February 2001 - February 2002 · 1 yr
Pruco Securities CorporationBroker
December 1998 - March 2001 · 2 yrs 3 mos
State Registrations24 states
AZCAFLGAHIIDILMAMEMIMNMOMTNCNJNMNVNYORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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