CFP

Brian King

27 Years of Experience

1 DisclosureBrokerSells Insurance

Brian King is a CFP-designated registered investment advisor at Diversify Advisory Services, LLC, based in Sandy, UT, with 27 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 3,698 clients with $3.2B in assets under management.

Diversify Advisory Services, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

111 advisors

Number of Clients

3,698 clients

Average Client Portfolio

$867K average

Assets Under Management

$3.2B

Fee Structure

Planning is included in investment management (also available separately)

Diversify Advisory Services charges a fee based on the value of your investments. The exact fee depends on the platform and the advisor you work with. Fees are negotiable, with a maximum annual rate of 1.75% for AMS, OMS, and DMS platforms. The Wealth Accumulator Strategy has a maximum fee of 1.00%. Envestnet Portfolio Solutions has a maximum fee of 2.00%. Pontera Retirement Solutions has a maximum fee of 2.00%. These fees do not include custodial fees or underlying investment fees. Some platforms also have strategy fees.

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Location

9017 S Riverside Dr., Suite 210, Sandy, UT, 84070

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2022

Denied

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Other Business ActivitiesSells Insurance

Brian provides financial planning advice as a Certified Financial Planner through Global Wealth Partners Inc and owns several property-related LLCs. He also works as an insurance agent, selling fixed and term insurance and fixed annuity products, and is the CEO/President of Camden Corporation Inc, a personal corporation for payroll and retirement plan administration.

Employment History

Current Registrations

Diversify Advisory Services, LLC

December 2023 - Present · 2 yrs 4 mos

Dfpg Investments, LLC

December 2015 - Present · 10 yrs 4 mos

Dfpg Investments, LLCBroker

December 2015 - Present · 10 yrs 4 mos

Previous Registrations

Dfpg Investments, LLC

December 2015 - February 2024 · 8 yrs 2 mos

First Allied Advisory Services, INC.

July 2012 - December 2015 · 3 yrs 5 mos

First Allied Securities, INC.Broker

February 2010 - December 2015 · 5 yrs 10 mos

First Allied Securities, INC.

February 2010 - July 2012 · 2 yrs 5 mos

Metlife Securities INC.

March 2002 - February 2010 · 7 yrs 11 mos

Metlife Securities INC.Broker

February 2002 - February 2010 · 8 yrs

Metropolitan Life Insurance CompanyBroker

February 2002 - July 2007 · 5 yrs 5 mos

Prudential Securities IncorporatedBroker

February 2001 - February 2002 · 1 yr

Pruco Securities CorporationBroker

December 1998 - March 2001 · 2 yrs 3 mos

State Registrations23 states

AZCAFLGAHIIDILMAMEMIMNMOMTNCNJNVNYORPASCTXVAWA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.