Paul Oakley
Paul Oakley is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Egg Harbor Township, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
3100 Hingston Ave, Egg Harbor Township, NJ, 08234
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2008Customer Dispute
June 2000Other Business Activities
Paul is the president and a board member of the Lisa Oakley Memorial Foundation, a charitable organization. He dedicates minimal time per week to fundraising and overseeing donations.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Bear, Stearns & CO. INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.