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Charles Stockham

Ia Network, LLC
40 Years of Experience
Pinehurst, NC
1 Disclosure
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Charles Stockham is a registered investment advisor at Ia Network, LLC, based in Pinehurst, NC, with 40 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 259 clients with $200M in assets under management.

Ia Network, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
259 clients
Average Client Portfolio
$770K average
Assets Under Management
$199.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees generally will not exceed 2.5% of assets under management, but are negotiable and can vary based on the investment advisor representative, scope, complexity, and time required.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

90 Aviemore Drive, Pinehurst, NC, 28374

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History

Regulatory History (1)
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Customer Dispute
June 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is an advisor at IA Network d/b/a Stockham Financial, dedicating about half his time to investment advisory, client meetings, and account management. He also manages two LLCs with his wife, one holding a commercial rental building and the other family farmland, spending minimal time on each.

Employment History
Current Registrations
Ia Network, LLC
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2022 - October 2023 · 1 yr 3 mos
Cetera Investment Advisers LLC
November 2020 - July 2022 · 1 yr 8 mos
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
April 2002 - July 2012 · 10 yrs 3 mos
First Allied Securities, INC.Broker
December 1994 - July 2022 · 27 yrs 7 mos
First Affiliated SecuritiesBroker
February 1992 - December 1994 · 2 yrs 10 mos
Nationsbanc Securities, INC.Broker
September 1989 - March 1992 · 2 yrs 6 mos
Wheat, First Securities, INC.Broker
February 1986 - September 1989 · 3 yrs 7 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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