Richard Sylvester
Richard Sylvester is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rochester, NY, with 36 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
70 Linden Oaks 3rd Floor, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard owns RGS Wealth Strategies, Inc., a financial services firm, dedicating about a quarter of his time. He also holds volunteer treasurer and coaching positions at local sports organizations, requiring minimal time during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Commonwealth Financial NetworkBroker
M&t Securities, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Hornor, Townsend & Kent, INC.Broker
Signator Investors, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.