Francis Ostrom is a CFP-designated registered investment advisor, based in Rochester, NY, with 31 years of industry experience.
Location
100 Meridian Centre Blvd, Suite 200, Rochester, NY, 14618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis refers high net worth clients to an RIA, provides fee-based financial planning, and is the Director of Financial Services for Davie Kaplan Wealth Care Advisors. He also dedicates nearly full-time hours to his role as a Registered Investment Advisor with Davie Kaplan Wealth Care Advisors, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Davie Kaplan Wealth Care Advisors, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
Ensemble Financial Services, INC.Broker
M&t Securities, INC.Broker
Liberty Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.