JF
JF
John Ferguson
39 Years of Experience
Monroeville, PA
4 DisclosuresBroker
John Ferguson is a registered investment advisor at Raymond James & Associates, INC., based in Monroeville, PA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3824 Northern Pike, 1 Monroeville Center, Suite 950, Monroeville, PA, 15146
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011Settled
Customer Dispute
March 2002Settled
Customer Dispute
February 2002Settled
Customer Dispute
February 1995Award / Judgment
Other Business Activities
John is involved in rental real estate through 94 Forest Drive, LLC since April 2023. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2016 - March 2022 · 5 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - March 2022 · 13 yrs
Citigroup Global Markets INC.Broker
March 2000 - March 2009 · 9 yrs
First Union Securities, INC.Broker
October 1999 - March 2000 · 5 mos
First Union Capital Markets CORP.Broker
January 1996 - October 1999 · 3 yrs 9 mos
Vtr Capital, INC.Broker
December 1995 - December 1995 · 0 mos
L.C. Wegard & CO., INC.Broker
August 1994 - November 1995 · 1 yr 3 mos
Vtr Capital, INC.Broker
July 1994 - July 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
June 1988 - August 1994 · 6 yrs 2 mos
F.N. Wolf & CO., INC.Broker
October 1987 - June 1988 · 8 mos
First Jersey Securities, INC.Broker
March 1986 - October 1987 · 1 yr 7 mos
State Registrations27 states
AZCACOCTDEFLGAIAIDILINKYMAMDMEMIMNNCNJNYOHPASCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.