DH
DH
Dustin Helm
33 Years of Experience
Monroeville, PA
2 DisclosuresBroker
Dustin Helm is a registered investment advisor at Raymond James & Associates, INC., based in Monroeville, PA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3824 Northern Pike, 1 Monroeville Center, Suite 950, Monroeville, PA, 15146
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2001Denied
Customer Dispute
February 2001Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2016 - March 2022 · 5 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - March 2022 · 13 yrs
Citigroup Global Markets INC.Broker
July 1993 - April 2009 · 15 yrs 9 mos
Lehman Brothers INC.Broker
February 1993 - July 1993 · 5 mos
State Registrations29 states
AZCACOCTDEFLGAIAIDILINKYMAMDMEMIMNNCNJNYOHPASCTNTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.