Mark Schwartz is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
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Fee Structure
Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark owns JMM Holdings, Inc., a real estate business, spending minimal time as owner. He is also a trustee for the Sharyn Harris Trust, distributing life insurance proceeds, and is on the Tulane University College of Liberal Arts deans advisory council.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Rodman & Renshaw INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations39 states
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