EA
EA
Eric Applewhite
39 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
Eric Applewhite is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (3)
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Customer Dispute
November 2002Denied
Customer Dispute
August 2002Denied
Customer Dispute
March 2002Denied
Other Business Activities
Eric serves on the Advisory Board/Finance Committee for the Episcopal Diocese of SE Florida, a charitable organization. He dedicates minimal time to this activity during and after business hours for business development and growth.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
August 1990 - June 2009 · 18 yrs 10 mos
Sheen Financial Resources, INC.Broker
September 1988 - August 1990 · 1 yr 11 mos
Integrated Resources Equity CorporationBroker
May 1987 - October 1988 · 1 yr 5 mos
International Financial Services Capital CorporationBroker
April 1986 - May 1987 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.