EA
EA

Eric Applewhite

39 Years of Experience
Boca Raton, FL
3 DisclosuresBroker

Eric Applewhite is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

595 South Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Denied
Customer Dispute
August 2002
Denied
Customer Dispute
March 2002
Denied
Other Business Activities

Eric serves on the Advisory Board/Finance Committee for the Episcopal Diocese of SE Florida, a charitable organization. He dedicates minimal time to this activity during and after business hours for business development and growth.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
August 1990 - June 2009 · 18 yrs 10 mos
Sheen Financial Resources, INC.Broker
September 1988 - August 1990 · 1 yr 11 mos
Integrated Resources Equity CorporationBroker
May 1987 - October 1988 · 1 yr 5 mos
International Financial Services Capital CorporationBroker
April 1986 - May 1987 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Applewhite - Financial Advisor | TrueAdvisor